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Coastwise Capital Group, LLC's goal is to do what is rightfor its clients, its employees, its members, the securities industry, and the community. Following the policies and procedures described in this Code of Ethics and in our Compliance Manualand acting ethically, exercising good judgment and using common sensewill assist us in achieving that goal. Sarbanes-Oxley Code of Ethics Code of Ethics for Covered Officers of Coastwise Capital Group January 2008 The Boards of Directors/Trustees of Coastwise Capital Group, have adopted the following Code of Ethics (the "Code") applicable to its Covered Officers of Coastwise Capital to ensure the continuing integrity of financial reporting and transactions. Separate Code This Code is the sole code of ethics adopted by the Funds for purposes of Section 406 of the Sarbanes-Oxley Act of 2002. Any conduct by Covered Officers required by specific Investment Company Act or Advisers Act provisions or the rules thereunder is presumed to be in compliance with this Code. Each Covered Officer is accountable for his or her adherence to this Code. Any violation of this Code by a Covered Officer may result in disciplinary action, including immediate dismissal. Requirements All Covered Officers must:
Each Covered Officer is required to familiarize himself or herself with the disclosure requirements applicable to each of the Funds and must not knowingly misrepresent or fail to disclose, or cause others to misrepresent or fail to disclose, material facts about a Fund to others, including but not limited to officers of and counsel to Coastwise Capital, and their respective independent directors, independent auditors and governmental regulators. Firm Name: Coastwise Capital Group, LLC Firm IARD/CRD Number: 139564 Click here for a PDF Version of Part II Schedule F If you cannot view the documents, you probably do not have Adobe® Reader® installed. Get Adobe® Reader® now. Please give us a call at (858) 454-6670 if you have any questions or would like to request a written copy of Coastwise Capital Group's ADV. Past returns are not necessarily indicative of future returns. |